How I Can Help
No two businesses are the same, and neither are their regulatory challenges. Whether you're taking your first steps towards FCA authorisation, navigating change or looking for independent assurance, I provide practical support that helps you build stronger governance, better customer outcomes and confidence in the way your business operates.
Explore the services below to find out more.
Supporting businesses through the FCA authorisation process, from initial strategy and regulatory business plans to governance frameworks, policies and FCA engagement.
Providing practical support for Section 178 notifications, corporate restructures, governance documentation, due diligence and regulatory submissions.
Business models evolve. I help firms assess whether their permissions remain appropriate and prepare strong Variation of Permission applications.
Independent reviews that identify gaps, strengthen governance and provide practical recommendations before the regulator does.
Designing governance frameworks, Consumer Duty oversight, Board reporting, SMCR arrangements and outsourced compliance support for regulated firms
Whether you need ongoing compliance support or additional expertise during periods of growth, I provide practical, independent advice that helps your business meet regulatory expectations with confidence.
Supporting acquisitions, investments and corporate transactions by identifying regulatory risks before they become expensive problems.
Making regulation make sense through engaging talks, workshops and discussions that help businesses understand not just the rules, but the reasons behind them.